-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, V2ZLKg/VPhiQEzl4Z9wuMmHYz3HG/bBOlPYqLynAZ7Z+1VCy35aD9m/FzkSzVt/7 QGgyVA8KNTdjzvgmkR/YXg== 0000912057-01-523976.txt : 20010717 0000912057-01-523976.hdr.sgml : 20010717 ACCESSION NUMBER: 0000912057-01-523976 CONFORMED SUBMISSION TYPE: SC 13D/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20010716 GROUP MEMBERS: AMERICAS MINING CORPORATION GROUP MEMBERS: ASARCO INC GROUP MEMBERS: CONTROLADORA MINERA MEXICO, S.A. DE C.V. GROUP MEMBERS: GRUPO MEXICO, S.A. DE C.V. GROUP MEMBERS: GRUPO MINERO MEXICO INTERNACIONAL, S.A. DE C.V. GROUP MEMBERS: SOUTHERN PERU HOLDINGS CORPORATION SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: SOUTHERN PERU COPPER CORP/ CENTRAL INDEX KEY: 0001001838 STANDARD INDUSTRIAL CLASSIFICATION: METAL MINING [1000] IRS NUMBER: 133849074 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13D/A SEC ACT: SEC FILE NUMBER: 005-44663 FILM NUMBER: 1682039 BUSINESS ADDRESS: STREET 1: 180 MAIDEN LANE CITY: NEW YORK STATE: NY ZIP: 10038 BUSINESS PHONE: 2125102000 MAIL ADDRESS: STREET 1: 180 MAIDEN LANE STREET 2: 180 MAIDEN LANE CITY: NEW YORK STATE: NY ZIP: 10038 FORMER COMPANY: FORMER CONFORMED NAME: SOUTHERN PERU COPPER HOLDING CO DATE OF NAME CHANGE: 19951006 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: ASARCO INC CENTRAL INDEX KEY: 0000007649 STANDARD INDUSTRIAL CLASSIFICATION: PRIMARY SMELTING & REFINING OF NONFERROUS METALS [3330] IRS NUMBER: 134924440 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13D/A BUSINESS ADDRESS: STREET 1: 180 MAIDEN LN CITY: NEW YORK STATE: NY ZIP: 10038 BUSINESS PHONE: 2125102000 FORMER COMPANY: FORMER CONFORMED NAME: AMERICAN SMELTING & REFINING CO DATE OF NAME CHANGE: 19760607 SC 13D/A 1 a2054204zsc13da.txt SC 13D/A SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13D (Rule 13d-101) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULE 13d-1(a) AND AMENDMENTS THERETO FILED PURSUANT TO RULE 13d-2(a) (Amendment No. 5) SOUTHERN PERU COPPER CORPORATION. --------------------------------- (Name of Issuer) COMMON STOCK, PAR VALUE $0.01 ----------------------------- (Title of Class of Securities) 843611104 --------- (CUSIP Number) ASARCO Incorporated Southern Peru Holdings Corporation Americas Mining Corporation Controladora Minera Mexico, S.A. de C.V. Grupo Minero Mexico Internacional, S.A. de C.V. Grupo Mexico, S.A. de C.V. (Name of person filing statement) Kevin McCaffrey Senior Associate General Counsel ASARCO Incorporated 100 Southgate Parkway Morristown, New Jersey 07962-1997 Tel. (973) 993-4866 and Daniel Tellechea Salido Vice President and Treasurer Southern Peru Holdings Corporation Baja California 200 Colonia Roma Sur 06760 Mexico City, Mexico Tel. 011-525-574-2067 and Daniel Tellechea Salido Vice President and Chief Financial Officer Americas Mining Corporation 1150 N. 7th Avenue Tucson, AZ 85705 Tel. (520) 798-7781 and Daniel Tellechea Salido Administration and Finance President Controladora Minera Mexico, S.A. de C.V. Baja California 200 Colonia Roma Sur 06760 Mexico City, Mexico Tel. No. 011-525-574-2067 and Daniel Tellechea Salido Vice President and Administration & Finance President Grupo Minero Mexico Internacional, S.A. de C.V. Baja California 200 Colonia Roma Sur 06760 Mexico City, Mexico Tel. No. 011-525-574-2067 and Daniel Tellechea Salido Administration and Finance President Grupo Mexico, S.A. de C.V. Baja California 200 Colonia Roma Sur 06760 Mexico City, Mexico Tel. No. 011-525-574-2067 (Name, Address and Telephone Number of Person Authorized to Receive Notices and Communications) copy to: Leonard Chazen, Esq. Covington & Burling 1330 Avenue of the Americas New York, New York 10019 Tel. 212-841-1000 CUSIP No 843611104 Page 2 of 15 Pages July 12, 2001 (Date of Event which Requires Filing of this Statement) If the filing person has previously filed a statement on Schedule 13G to report the acquisition which is the subject of this Schedule 13D, and is filing this schedule because of Rule 13d-1(b)(3) or (4), check the following box /_/ Note. Schedules filed in paper format shall include a signed original and five copies of the schedule, including all exhibits. See Rule 13d-7(b) for other parties to whom copies are to be sent. (Continued on the following pages) CUSIP No 843611104 Page 3 of 15 Pages - -------------------------------------------------------------------------------- 1 NAME OF REPORTING PERSON ASARCO Incorporated I.R.S. IDENTIFICATION NO. OF ABOVE PERSON 13-4924440 - -------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) /X/ (b) /_/ - -------------------------------------------------------------------------------- 3 SEC USE ONLY - -------------------------------------------------------------------------------- 4 SOURCE OF FUNDS OO - -------------------------------------------------------------------------------- 5 CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d) OR 2(e) /_/ - -------------------------------------------------------------------------------- 6 CITIZENSHIP OR PLACE OF ORGANIZATION New Jersey - -------------------------------------------------------------------------------- Number of Shares 7 SOLE VOTING POWER 52,000 Beneficially Owned ---------------------------------------------------------- by 8 SHARED VOTING POWER 43,348,949 Each Reporting ---------------------------------------------------------- Person With 9 SOLE DISPOSITIVE POWER 52,000 ---------------------------------------------------------- 10 SHARED DISPOSITIVE POWER 43,348,949 - -------------------------------------------------------------------------------- 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 43,445,949 - -------------------------------------------------------------------------------- 12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES /_/ - -------------------------------------------------------------------------------- 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 54.3 % of total Common Shares, 65.8% of Class A Common Stock - -------------------------------------------------------------------------------- 14 TYPE OF REPORTING PERSON CO - -------------------------------------------------------------------------------- CUSIP No 843611104 Page 4 of 15 Pages - -------------------------------------------------------------------------------- 1 NAME OF REPORTING PERSON Southern Peru Holdings Corporation I.R.S. IDENTIFICATION NO. OF ABOVE PERSON - -------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) /X/ (b) /_/ - -------------------------------------------------------------------------------- 3 SEC USE ONLY - -------------------------------------------------------------------------------- 4 SOURCE OF FUNDS OO - -------------------------------------------------------------------------------- 5 CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d) OR 2(e) /_/ - -------------------------------------------------------------------------------- 6 CITIZENSHIP OR PLACE OF ORGANIZATION Delaware - -------------------------------------------------------------------------------- Number of Shares 7 SOLE VOTING POWER 0 Beneficially Owned ---------------------------------------------------------- by 8 SHARED VOTING POWER 43,348,949 Each Reporting ---------------------------------------------------------- Person With 9 SOLE DISPOSITIVE POWER 0 ---------------------------------------------------------- 10 SHARED DISPOSITIVE POWER 43,348,949 - -------------------------------------------------------------------------------- 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 43,348,949 - -------------------------------------------------------------------------------- 12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES /_/ - -------------------------------------------------------------------------------- 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 54.2% of total Common Shares, 65.8% of Class A Common Stock - -------------------------------------------------------------------------------- 14 TYPE OF REPORTING PERSON CO - -------------------------------------------------------------------------------- CUSIP No 843611104 Page 5 of 15 Pages - -------------------------------------------------------------------------------- 1 NAME OF REPORTING PERSON Americas Mining Corporation I.R.S. IDENTIFICATION NO. OF ABOVE PERSON - -------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) /X/ (b) /_/ - -------------------------------------------------------------------------------- 3 SEC USE ONLY - -------------------------------------------------------------------------------- 4 SOURCE OF FUNDS OO - -------------------------------------------------------------------------------- 5 CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d) OR 2(e) /_/ - -------------------------------------------------------------------------------- 6 CITIZENSHIP OR PLACE OF ORGANIZATION Delaware - -------------------------------------------------------------------------------- Number of Shares 7 SOLE VOTING POWER 52,000 Beneficially Owned ---------------------------------------------------------- by 8 SHARED VOTING POWER 43,348,949 Each Reporting ---------------------------------------------------------- Person With 9 SOLE DISPOSITIVE POWER 52,000 ---------------------------------------------------------- 10 SHARED DISPOSITIVE POWER 43,348,949 - -------------------------------------------------------------------------------- 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 43,445,949 - -------------------------------------------------------------------------------- 12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES /_/ - -------------------------------------------------------------------------------- 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 54.3 % of total Common Shares, 65.8% of Class A Common Stock - -------------------------------------------------------------------------------- 14 TYPE OF REPORTING PERSON CO - -------------------------------------------------------------------------------- CUSIP No 843611104 Page 6 of 15 Pages - -------------------------------------------------------------------------------- 1 NAME OF REPORTING PERSON Controladora Minera Mexico, S.A. de C.V. I.R.S. IDENTIFICATION NO. OF ABOVE PERSON - -------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) /X/ (b) /_/ - -------------------------------------------------------------------------------- 3 SEC USE ONLY - -------------------------------------------------------------------------------- 4 SOURCE OF FUNDS OO - -------------------------------------------------------------------------------- 5 CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d) OR 2(e) /_/ - -------------------------------------------------------------------------------- 6 CITIZENSHIP OR PLACE OF ORGANIZATION Delaware - -------------------------------------------------------------------------------- Number of Shares 7 SOLE VOTING POWER 20,602 Beneficially Owned ---------------------------------------------------------- by 8 SHARED VOTING POWER 17,174,853 Each Reporting ---------------------------------------------------------- Person With 9 SOLE DISPOSITIVE POWER 20,602 ---------------------------------------------------------- 10 SHARED DISPOSITIVE POWER 17,174,853 - -------------------------------------------------------------------------------- 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 17,195,455 - -------------------------------------------------------------------------------- 12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES /_/ - -------------------------------------------------------------------------------- 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 21.5 % of total Common Shares, 26.1% of Class A Common Stock - -------------------------------------------------------------------------------- 14 TYPE OF REPORTING PERSON CO - -------------------------------------------------------------------------------- CUSIP No 843611104 Page 7 of 15 Pages - -------------------------------------------------------------------------------- 1 NAME OF REPORTING PERSON Grupo Minero Mexico Internacional, S.A. de C.V. I.R.S. IDENTIFICATION NO. OF ABOVE PERSON - -------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) /X/ (b) /_/ - -------------------------------------------------------------------------------- 3 SEC USE ONLY - -------------------------------------------------------------------------------- 4 SOURCE OF FUNDS OO - -------------------------------------------------------------------------------- 5 CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d) OR 2(e) /_/ - -------------------------------------------------------------------------------- 6 CITIZENSHIP OR PLACE OF ORGANIZATION Delaware - -------------------------------------------------------------------------------- Number of Shares 7 SOLE VOTING POWER 20,602 Beneficially Owned ---------------------------------------------------------- by 8 SHARED VOTING POWER 17,174,853 Each Reporting ---------------------------------------------------------- Person With 9 SOLE DISPOSITIVE POWER 20,602 ---------------------------------------------------------- 10 SHARED DISPOSITIVE POWER 17,174,853 - -------------------------------------------------------------------------------- 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 17,195,455 - -------------------------------------------------------------------------------- 12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES /_/ - -------------------------------------------------------------------------------- 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 21.5 % of total Common Shares, 26.1% of Class A Common Stock - -------------------------------------------------------------------------------- 14 TYPE OF REPORTING PERSON CO - -------------------------------------------------------------------------------- CUSIP No 843611104 Page 8 of 15 Pages - -------------------------------------------------------------------------------- 1 NAME OF REPORTING PERSON Grupo Mexico, S.A. de C.V. I.R.S. IDENTIFICATION NO. OF ABOVE PERSON 13-1808503 - -------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) /X/ (b) /_/ - -------------------------------------------------------------------------------- 3 SEC USE ONLY - -------------------------------------------------------------------------------- 4 SOURCE OF FUNDS OO - -------------------------------------------------------------------------------- 5 CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d) OR 2(e) /_/ - -------------------------------------------------------------------------------- 6 CITIZENSHIP OR PLACE OF ORGANIZATION Mexico - -------------------------------------------------------------------------------- Number of Shares 7 SOLE VOTING POWER 52,000 Beneficially Owned ---------------------------------------------------------- by 8 SHARED VOTING POWER 43,348,949 Each Reporting ---------------------------------------------------------- Person With 9 SOLE DISPOSITIVE POWER 52,000 ---------------------------------------------------------- 10 SHARED DISPOSITIVE POWER 43,348,949 - -------------------------------------------------------------------------------- 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 43,445,949 - -------------------------------------------------------------------------------- 12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES /_/ - -------------------------------------------------------------------------------- 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 54.3 % of total Common Shares, 65.8% of Class A Common Stock - -------------------------------------------------------------------------------- 14 TYPE OF REPORTING PERSON CO - -------------------------------------------------------------------------------- CUSIP No 843611104 Page 9 of 15 Pages ASARCO Incorporated ("ASARCO"), Southern Peru Holdings Corporation, a wholly-owned subsidiary of ASARCO ("SPHC"), Grupo Mexico, S.A. de C.V., ASARCO's indirect parent corporation ("Grupo Mexico") and Americas Mining Corporation, ASARCO's direct parent corporation ("AMC") (collectively, ASARCO, SPHC, AMC and Grupo Mexico, the "Reporting Persons") hereby amend the report on Schedule 13D regarding Southern Peru Copper Corporation (the "Company"), originally filed on January 12, 1996, as further amended on March 6, 1996, on November 19, 1999, on October 13, 2000 and on May 17, 2001 (collectively, the "Schedule 13D"). This Schedule 13D relates to Common Stock of the Company, $0.01 par value per share ("Common Stock'), and Class A Common Stock of the Company, $0.01 par value per share ("Class A Common Stock", together, with Common Stock, the "Common Shares"). Unless otherwise indicated capitalized terms used but not defined herein shall have the same meanings assigned to them in Schedule 13D. ITEM 2. IDENTITY AND BACKGROUND. Item 2 is hereby amended and supplemented by adding the following: Annex I hereto sets forth the name, business address, present principal occupation or employment and citizenship of each director and executive officer of AMC. The information set forth in Annex I hereto is incorporated herein by reference. Annex II hereto sets forth the name, business address, present principal occupation or employment and citizenship of each director and executive officer of Controladora. The information set forth in Annex II hereto is incorporated herein by reference. Annex III hereto sets forth the name, business address, present principal occupation or employment and citizenship of each director and executive officer of GMMI. The information set forth in Annex III hereto is incorporated herein by reference. ITEM 4. PURPOSE OF TRANSACTION. Item 4 is hereby amended and supplemented by adding the following: The Reporting Persons intend to engage in a transaction in which SPHC would sell all of its Common Shares to AMC. ASARCO would use the proceeds to repay debt and for other corporate purposes. ASARCO would continue to be a wholly owned subsidiary of AMC and Grupo Mexico after that sale, and Grupo Mexico and AMC have no plans to engage in any transaction that would cause ASARCO to cease to be affiliated with AMC and Grupo Mexico. The Reporting Persons may also from time to time purchase shares of Common Stock in the open market or propose changes in the membership of the Board of Directors. Except as described in this Item 4, as of the date of this statement none of the Reporting Persons has any plans or has made any proposals that relate to or would result in: (a) the acquisition by any person of additional securities of the Company, or the disposition of securities of the Company; (b) an extraordinary corporate transaction; (c) a sale or transfer of a material amount of assets of the Company or its subsidiaries, if any; (d) any change in the present board of directors or management of the Company, including any change in the number or term of directors or the filling of any existing vacancies on the board; (e) any material change in the present capitalization or dividend policy of the Company; (f) any other material change in the Company's business or corporate structure; (g) any other change in the Company's charter or bylaws or other actions that may impede the acquisition of control of the issuer by any person; (h) causing a class of securities of the issuer to be delisted from a national securities exchange or to cease to be authorized to be quoted in an inter-dealer quotation system of a registered national securities association; (i) a class of equity securities of the issuer becoming eligible for termination of registration pursuant to Section 12(g)(4) of the Act; or (j) any action similar to those enumerated above. ITEM 7. MATERIAL TO BE FILED AS EXHIBITS. 1. Joint Filing Agreement, dated July 13, 2001 CUSIP No 843611104 Page 10 of 15 Pages SIGNATURE After reasonable inquiry and to the best knowledge and belief of the undersigned, the undersigned certifies that the information set forth in this statement is true, complete and correct. Dated: July 13, 2001 ASARCO INCORPORATED By: ---------------------------------- Daniel Tellechea Salido Executive Vice President Dated: July 13, 2001 SOUTHERN PERU HOLDINGS CORPORATION By: ---------------------------------- Daniel Tellechea Salido Vice President and Treasurer Dated: July 13, 2001 AMERICAS MINING CORPORATION By: ---------------------------------- Daniel Tellechea Salido Vice President and Chief Financial Officer Dated: July 13, 2001 GRUPO MEXICO, S.A. DE C.V. By: ---------------------------------- Daniel Tellechea Salido Administration and Finance President Dated: July 13, 2001 CONTROLADORA MINERA MEXICO, S.A. de C.V. By: ---------------------------------- Daniel Tellechea Salido Administration and Finance President Dated: July 13, 2001 GRUPO MINERO MEXICO INTERNACIONAL, S.A. de C.V. By: ---------------------------------- Daniel Tellechea Salido Administration and Finance President CUSIP No 843611104 Page 11 of 15 Pages EXHIBIT 1 JOINT FILING AGREEMENT The undersigned acknowledge and agree that the foregoing statement on Schedule 13D is filed on behalf of each of the undersigned and that all subsequent amendments to this statement shall be filed on behalf of each of the undersigned without the necessity of filing additional joint filing agreements. The undersigned acknowledge that each shall be responsible for the timely filing of such amendments, and for the completeness and accuracy of the information concerning it contained therein, but shall not be responsible for the completeness and accuracy of the information concerning the others, except to the extent that it knows or has reason to believe that such information is inaccurate. This Agreement may be executed in counterparts and each of such counterparts taken together shall constitute one and the same instrument. Dated: July 13, 2001 ASARCO INCORPORATED By: ---------------------------------- Daniel Tellechea Salido Executive Vice President Dated: July 13, 2001 SOUTHERN PERU HOLDINGS CORPORATION By: ---------------------------------- Daniel Tellechea Salido Vice President and Treasurer Dated: July 13, 2001 AMERICAS MINING CORPORATION By: ---------------------------------- Daniel Tellechea Salido Vice President and Chief Financial Officer Dated: July 13, 2001 GRUPO MEXICO, S.A. DE C.V. By: ---------------------------------- Daniel Tellechea Salido Administration and Finance President Dated: July 13, 2001 CONTROLADORA MINERA MEXICO, S.A. de C.V. By: ---------------------------------- Daniel Tellechea Salido Administration and Finance President Dated: July 13, 2001 GRUPO MINERO MEXICO INTERNACIONAL, S.A. de C.V. By: ---------------------------------- Daniel Tellechea Salido Administration and Finance President CUSIP No 843611104 Page 12 of 15 Pages ANNEX I DIRECTORS AND EXECUTIVE OFFICERS 1. DIRECTORS AND EXECUTIVE OFFICERS OF AMC. The following table sets forth the name, principal business address, title and present principal occupation or employment of each director and executive officer of AMC. Each such person is a citizen of Mexico except Messrs. McAllister, Boylan and O'Neil, who are citizens of the United States.
- -------------------------------------------------------------------------------------------------------------------------- PRINCIPAL BUSINESS NAME ADDRESS TITLE PRINCIPAL OCCUPATION - -------------------------------------------------------------------------------------------------------------------------- German Larrea Baja California Chairman of the Board; Chief Chairman of the Board Mota Velasco 200, Mexico City 06760 Executive Officer and Chief Executive Officer of Grupo Mexico - -------------------------------------------------------------------------------------------------------------------------- Juan Sanchez Navarro Peon Campos Eliseos 400, Fl. 19 Director Vice President of Mexico City, 11000 Grupo Modelo, S.A. de C.V. - -------------------------------------------------------------------------------------------------------------------------- Prudencio Lopez Martinez Paseo de Tamarindos, Director President of Sanvica, 400-B, Fl. 2nd S.A. de C.V. Mexico City, 05120 - -------------------------------------------------------------------------------------------------------------------------- Juan I. Gallardo Thurlow Monte Caucaso 915, Fl. 4 Director Chairman of the Board Mexico City, 11000 of Grupo Azucarero de Mexico, S.A. de C.V. - -------------------------------------------------------------------------------------------------------------------------- Carlos Giron Peltier Lamartine 730 Director Retired Mexico City, 11560 - -------------------------------------------------------------------------------------------------------------------------- Genaro Larrea Baja California Director; Vice President and Commercial President Mota-Velasco 200, Mexico City 06760 Chief Commercial Officer of Grupo Mexico - -------------------------------------------------------------------------------------------------------------------------- Augustin Santamarina V. Campos Eliseos 345 Director and Secretary of the Partner of Santamarina Mexico City, 11560 Board y Steta, S.C. - -------------------------------------------------------------------------------------------------------------------------- Hector Calva Ruiz Baja California 200 Director Managing Director for Mexico City 06760 Exploration and Projects of Grupo Mexico - -------------------------------------------------------------------------------------------------------------------------- Daniel Tellechea Salido Baja California Director; Vice President and Administration and 200, Mexico City 06760 Chief Financial Officer Finance President of Grupo Mexico - -------------------------------------------------------------------------------------------------------------------------- Oscar Gonzalez Rocha Av. Caminos del Inca 171 Director President of the Lima, Peru Company - -------------------------------------------------------------------------------------------------------------------------- Xavier Garcia de Quevedo Topete 1150 N. 7th Avenue Director; President and Chief President and Chief Tucson, Arizona 85705 Operations Officer Operations Officer of ASARCO - -------------------------------------------------------------------------------------------------------------------------- Alfredo Casar Perez Bosque de Ciruelos 99 Director President and Managing Mexico City, 11700 Director of Ferrocarril Mexicano, S.A. de C.V. - -------------------------------------------------------------------------------------------------------------------------- Eduardo Gonzalez Gomez Insugentes Sur 432 Director Independent Financial Mexico City 06760 Advisor - -------------------------------------------------------------------------------------------------------------------------- Genaro Guerreo Diaz Mercado Baja California Vice President Treasurer of Grupo 200, Mexico City 06760 Mexico - -------------------------------------------------------------------------------------------------------------------------- Ernesto Duran Trinidad Baja California Vice President Corporate Director of 200, Mexico City 06760 Controller Division of Grupo Mexico - -------------------------------------------------------------------------------------------------------------------------- Rodolfo Rubio Baja California Vice President, Environmental Vice President, 200, Mexico City 06760 and Technical Services Environmental and Technical Services of ASARCO - --------------------------------------------------------------------------------------------------------------------------
CUSIP No 843611104 Page 13 of 15 Pages
- -------------------------------------------------------------------------------------------------------------------------- PRINCIPAL BUSINESS NAME ADDRESS TITLE PRINCIPAL OCCUPATION - -------------------------------------------------------------------------------------------------------------------------- Manuel Ramos Rada Baja California Vice President, Lead and Vice President, Lead 200, Mexico City 06760 Specialty Metals and Specialty Metals of ASARCO - -------------------------------------------------------------------------------------------------------------------------- Dourglas E. McAllister 1150 N. 7th Avenue Vice President, Public Vice President, Tucson, Arizona 85705 Relations and Government General Counsel and Affairs Secretary of ASARCO - -------------------------------------------------------------------------------------------------------------------------- Brian P. Boylan 1150 N. 7th Avenue Vice President, Human Senior Vice President Tucson, Arizona 85705 Resources of Legal Affairs and Human Resources of ASARCO - -------------------------------------------------------------------------------------------------------------------------- James T. O'Neil 1150 N. 7th Avenue Controller Vice President of Tucson, Arizona 85705 Finance and Administration of ASARCO - --------------------------------------------------------------------------------------------------------------------------
CUSIP No 843611104 Page 14 of 15 Pages ANNEX II DIRECTORS AND EXECUTIVE OFFICERS 2. DIRECTORS AND EXECUTIVE OFFICERS OF CONTROLADORA MINERA MEXICO, S.A. de C.V. The following table sets forth the name, principal business address, title and present principal occupation or employment of each director and executive officer of Controladora. Each such person is a citizen of Mexico.
- -------------------------------------------------------------------------------------------------------------------------- NAME PRINCIPAL BUSINESS ADDRESS TITLE PRINCIPAL OCCUPATION - -------------------------------------------------------------------------------------------------------------------------- German Larrea Baja California Chairman of the Board; Chairman of the Board and Mota Velasco 200, Mexico City 06760 Chief Executive Officer Chief Executive Officer of Grupo Mexico - -------------------------------------------------------------------------------------------------------------------------- Juan Sanchez Navarro Peon Campos Eliseos 400, Fl. 19 Director Vice President of Grupo Mexico City, 11000 Modelo, S.A. de C.V. - -------------------------------------------------------------------------------------------------------------------------- Prudencio Lopez Martinez Paseo de Tamarindos, Director President of Sanvica, 400-B, Fl. 2nd S.A. de C.V. Mexico City, 05120 - -------------------------------------------------------------------------------------------------------------------------- Juan I. Gallardo Thurlow Monte Caucaso 915, Fl. 4 Director Chairman of the Board of Mexico City, 11000 Grupo Azucarero de Mexico, S.A. de C.V. - -------------------------------------------------------------------------------------------------------------------------- Carlos Giron Peltier Lamartine 730 Director Retired Mexico City, 11560 - -------------------------------------------------------------------------------------------------------------------------- Genaro Larrea Baja California Director; Vice President Commercial President of Mota-Velasco 200, Mexico City 06760 and Chief Commercial Officer Grupo Mexico - -------------------------------------------------------------------------------------------------------------------------- Augustin Santamarina V. Campos Eliseos 345 Director and Secretary of Partner of Santamarina y Mexico City, 11560 the Board Steta, S.C. - -------------------------------------------------------------------------------------------------------------------------- Hector Calva Ruiz Baja California 200 Assistant Director Managing Director for Mexico City 06760 Exploration and Projects of Grupo Mexico - -------------------------------------------------------------------------------------------------------------------------- Daniel Tellechea Salido Baja California Assistant Director; Administration and 200, Mexico City 06760 Administration and Finance Finance President of President Grupo Mexico - -------------------------------------------------------------------------------------------------------------------------- Oscar Gonzalez Rocha Av. Caminos del Inca 171 Assistant Director President of the Company Lima, Peru - -------------------------------------------------------------------------------------------------------------------------- Xavier Garcia de Quevedo Topete 1150 N. 7th Avenue Assistant Director President and Chief Tucson, Arizona 85705 Operations Officer of ASARCO - -------------------------------------------------------------------------------------------------------------------------- Alfredo Casar Perez Bosque de Ciruelos 99 Assistant Director President and Managing Mexico City, 11700 Director of Ferrocarril Mexicano, S.A. de C.V. - -------------------------------------------------------------------------------------------------------------------------- Eduardo Gonzalez Gomez Insugentes Sur 432 Assistant Director Independent Financial Mexico City 06760 Advisor - -------------------------------------------------------------------------------------------------------------------------- Armando Ortega Gomez Baja California Assistant Secretary General Counsel of Grupo 200, Mexico City 06760 Mexico - --------------------------------------------------------------------------------------------------------------------------
CUSIP No 843611104 Page 15 of 15 Pages ANNEX III DIRECTORS AND EXECUTIVE OFFICERS 3. DIRECTORS AND EXECUTIVE OFFICERS OF GRUPO MINERO MEXICO INTERNACIONAL, S.A. de C.V. The following table sets forth the name, principal business address, title and present principal occupation or employment of each director and executive officer of GMMI. Each such person is a citizen of Mexico.
- -------------------------------------------------------------------------------------------------------------------------- NAME PRINCIPAL BUSINESS ADDRESS TITLE PRINCIPAL OCCUPATION - -------------------------------------------------------------------------------------------------------------------------- German Larrea Baja California Chairman of the Board; Chairman of the Board and Mota Velasco 200, Mexico City 06760 Chief Executive Officer Chief Executive Officer of Grupo Mexico - -------------------------------------------------------------------------------------------------------------------------- Juan Sanchez Navarro Peon Campos Eliseos 400, Fl. 19 Director Vice President of Grupo Mexico City, 11000 Modelo, S.A. de C.V. - -------------------------------------------------------------------------------------------------------------------------- Prudencio Lopez Martinez Paseo de Tamarindos, Director President of Sanvica, 400-B, Fl. 2nd S.A. de C.V. Mexico City, 05120 - -------------------------------------------------------------------------------------------------------------------------- Juan I. Gallardo Thurlow Monte Caucaso 915, Fl. 4 Director Chairman of the Board of Mexico City, 11000 Grupo Azucarero de Mexico, S.A. de C.V. - -------------------------------------------------------------------------------------------------------------------------- Carlos Giron Peltier Lamartine 730 Director Retired Mexico City, 11560 - -------------------------------------------------------------------------------------------------------------------------- Genaro Larrea Baja California Director; Vice President Commercial President of Mota-Velasco 200, Mexico City 06760 and Chief Commercial Officer Grupo Mexico - -------------------------------------------------------------------------------------------------------------------------- Augustin Santamarina V. Campos Eliseos 345 Director and Secretary of Partner of Santamarina y Mexico City, 11560 the Board Steta, S.C. - -------------------------------------------------------------------------------------------------------------------------- Hector Calva Ruiz Baja California 200 Assistant Director Managing Director for Mexico City 06760 Exploration and Projects of Grupo Mexico - -------------------------------------------------------------------------------------------------------------------------- Daniel Tellechea Salido Baja California Assistant Director; Administration and 200, Mexico City 06760 Administration and Finance Finance President of President Grupo Mexico - -------------------------------------------------------------------------------------------------------------------------- Oscar Gonzalez Rocha Av. Caminos del Inca 171 Assistant Director President of the Company Lima, Peru - -------------------------------------------------------------------------------------------------------------------------- Xavier Garcia de Quevedo Topete 1150 N. 7th Avenue Assistant Director President and Chief Tucson, Arizona 85705 Operations Officer of ASARCO - -------------------------------------------------------------------------------------------------------------------------- Alfredo Casar Perez Bosque de Ciruelos 99 Assistant Director President and Managing Mexico City, 11700 Director of Ferrocarril Mexicano, S.A. de C.V. - -------------------------------------------------------------------------------------------------------------------------- Eduardo Gonzalez Gomez Insugentes Sur 432 Assistant Director Independent Financial Mexico City 06760 Advisor - -------------------------------------------------------------------------------------------------------------------------- Armando Ortega Gomez Baja California Assistant Secretary General Counsel of Grupo 200, Mexico City 06760 Mexico - --------------------------------------------------------------------------------------------------------------------------
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